$SMBK·4

SMARTFINANCIAL INC. · Sep 9, 3:01 PM ET

SMARTFINANCIAL INC. 4

4 · SMARTFINANCIAL INC. · Filed Sep 9, 2015

Insider Transaction Report

Form 4
Period: 2015-08-31
Transactions
  • Award

    Stock Option

    2015-08-31+8,041.958,041.95 total
    Exercise: $10.48From: 2010-06-24Exp: 2017-02-22Common Stock (8,041.95 underlying)
  • Award

    Common Stock

    2015-08-31+101,588101,588 total
  • Award

    Common Stock

    2015-08-31+30,87030,870 total(indirect: By Trust)
  • Award

    Stock Option

    2015-08-31+31,50031,500 total
    Exercise: $9.52From: 2007-02-22Exp: 2017-02-22Common Stock (31,500 underlying)
Footnotes (3)
  • [F1]Received in connection with the merger. On August 31, 2015, the closing price of SmartFinancial, Inc.'s common stock was $3.85.
  • [F2]Received in the merger in exchange for a stock option to acquire 7,659 shares of SmartFinancial, Inc. common stock for $11.00 per share.
  • [F3]Received in the merger in exchange for a stock option to acquire 30,000 shares of SmartFinancial, Inc. common stock for $10.00 per share.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT