SMARTFINANCIAL INC.·4

Jan 30, 5:05 PM ET

Whaley Keith Edward 4

4 · SMARTFINANCIAL INC. · Filed Jan 30, 2026

Research Summary

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SMBK Director Keith Whaley Receives 808-Share Award

What Happened Keith Edward Whaley, a director of SmartFinancial, received an award of 808 shares on January 29, 2026. The Form 4 reports the acquisition as an "A" (award/grant) transaction at $0.00 per share (total reported value $0), indicating the shares were granted rather than purchased.

Key Details

  • Transaction date: 2026-01-29; Form 4 filed: 2026-01-30 (appears timely).
  • Transaction type/code: Award/Grant (A).
  • Shares acquired: 808; price per share reported: $0.00; total reported cash value: $0.
  • Shares owned after the transaction: Not specified in the filing.
  • No footnotes, 10b5-1 plan, tax-withholding, or late-filing flags were disclosed.

Context Awards like this are typically part of executive/director compensation (restricted stock, RSUs, or similar) and reflect company pay practices rather than an open-market purchase or sale. Such grants provide alignment with shareholders but should be viewed differently from a director buying shares with personal funds.

Insider Transaction Report

Form 4
Period: 2026-01-29
Transactions
  • Award

    Common Stock

    2026-01-29+80887,369 total
Signature
/s/ Glen E. Allen, Jr., Attorney-in-Fact|2026-01-30

Documents

1 file
  • 4
    form4-01302026_050108.xmlPrimary