Whaley Keith Edward 4
4 · SMARTFINANCIAL INC. · Filed Jan 30, 2026
Research Summary
AI-generated summary of this filing
SMBK Director Keith Whaley Receives 808-Share Award
What Happened Keith Edward Whaley, a director of SmartFinancial, received an award of 808 shares on January 29, 2026. The Form 4 reports the acquisition as an "A" (award/grant) transaction at $0.00 per share (total reported value $0), indicating the shares were granted rather than purchased.
Key Details
- Transaction date: 2026-01-29; Form 4 filed: 2026-01-30 (appears timely).
- Transaction type/code: Award/Grant (A).
- Shares acquired: 808; price per share reported: $0.00; total reported cash value: $0.
- Shares owned after the transaction: Not specified in the filing.
- No footnotes, 10b5-1 plan, tax-withholding, or late-filing flags were disclosed.
Context Awards like this are typically part of executive/director compensation (restricted stock, RSUs, or similar) and reflect company pay practices rather than an open-market purchase or sale. Such grants provide alignment with shareholders but should be viewed differently from a director buying shares with personal funds.
Insider Transaction Report
Form 4
Whaley Keith Edward
Director
Transactions
- Award
Common Stock
2026-01-29+808→ 87,369 total
Signature
/s/ Glen E. Allen, Jr., Attorney-in-Fact|2026-01-30