SMARTFINANCIAL INC. 4
4 · SMARTFINANCIAL INC. · Filed Sep 9, 2015
Insider Transaction Report
Form 4
Carroll William Young Sr.
DirectorVice-Chairman
Transactions
- Award
Common Stock
[F1]2015-08-31+100,800→ 100,800 total - Award
Stock Option
[F2]2015-08-31+8,041.95→ 8,041.95 totalExercise: $10.48From: 2010-06-24Exp: 2017-02-22→ Common Stock (8,041.95 underlying) - Award
Stock Option
[F3]2015-08-31+31,500→ 31,500 totalExercise: $9.52From: 2007-02-22Exp: 2017-02-22→ Common Stock (31,500 underlying) - Award
Management Stock Option
[F4]2015-08-31+52,500→ 52,500 totalExercise: $9.52From: 2007-02-22Exp: 2017-02-22→ Common Stock (52,500 underlying)
Footnotes (4)
- [F1]Received in connection with the merger. On August 31, 2015, the closing price of SmartFinancial's common stock was $3.85.
- [F2]Received in the merger in exchange for a stock option to acquire 7,659 shares of SmartFinancial, Inc. common stock for $11.00 per share.
- [F3]Received in the merger in exchange for a stock option to acquire 30,000 shares of SmartFinancial, Inc. common stock for $10.00 per share.
- [F4]Received in the merger in exchange for a stock option to acquire 50,000 shares of SmartFinancial, Inc. common stock for $10.00 per share.
Signature
Elizabeth Clippard, Attorney-in-fact|2015-09-09