4//SEC Filing
SMARTFINANCIAL INC. 4
Accession 0001652714-15-000002
$SMBKCIK 0001038773operating
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 7:16 PM ET
Size
9.7 KB
Accession
0001652714-15-000002
Insider Transaction Report
Form 4
Davis Gregory L.
Chief Lending Officer and EVP
Transactions
- Other
Management Stock Option
2015-08-31+5,361.3→ 5,361.3 totalExercise: $10.48From: 2010-06-24Exp: 2020-06-24→ Common Stock (5,361.3 underlying) - Other
Management Stock Option
2015-08-31+21,000→ 21,000 totalExercise: $9.52From: 2007-02-22Exp: 2017-02-22→ Common Stock (21,000 underlying) - Other
Common Stock
2015-08-31+22,670→ 22,670 total
Footnotes (3)
- [F1]Received in exchange for 21,590 shares of SmartFinancial, Inc. common stock in connection with the merger (the "Merger") of SmartFinancial, Inc. ("Legacy SmartFinancial") with and into Cornerstone Bancshares, Inc. (now renamed "SmartFinancial, Inc."). On August 31, 2015, the closing price of SmartFinancial, Inc.'s common stock was $3.85.
- [F2]Received in the Merger in exchange for a stock option to acquire 20,000 shares of Legacy SmartFinancial common stock for $10.00 per share.
- [F3]Received in the Merger in exchange for a stock option to acquire 5,106 shares of Legacy SmartFinancial common stock for $11.00 per share.
Documents
Issuer
SMARTFINANCIAL INC.
CIK 0001038773
Entity typeoperating
IncorporatedTN
Related Parties
1- filerCIK 0001038773
Filing Metadata
- Form type
- 4
- Filed
- Sep 9, 8:00 PM ET
- Accepted
- Sep 10, 7:16 PM ET
- Size
- 9.7 KB