Home/Filings/4/0001652714-19-000001
4//SEC Filing

Davis Gregory L. 4

Accession 0001652714-19-000001

CIK 0001038773other

Filed

Mar 19, 8:00 PM ET

Accepted

Mar 20, 4:18 PM ET

Size

12.9 KB

Accession

0001652714-19-000001

Insider Transaction Report

Form 4
Period: 2017-02-23
Davis Gregory L.
Chief Lending Officer and EVP
Transactions
  • Award

    Stock Appreciation Right

    2017-02-23+3,0003,000 total
    Exercise: $21.72Exp: 2020-12-31Common Stock (3,000 underlying)
  • Award

    Stock Appreciation Right

    2018-01-25+3,0003,000 total
    Exercise: $21.61Exp: 2021-12-31Common Stock (3,000 underlying)
Holdings
  • Common Stock

    28,031
Footnotes (2)
  • [F1]This stock appreciation right was granted on 02/23/2017. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control.
  • [F2]This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control.

Issuer

SMARTFINANCIAL INC.

CIK 0001038773

Entity typeother

Related Parties

1
  • filerCIK 0001652714

Filing Metadata

Form type
4
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 4:18 PM ET
Size
12.9 KB