SMARTFINANCIAL INC.·4

Mar 20, 4:18 PM ET

Davis Gregory L. 4

4 · SMARTFINANCIAL INC. · Filed Mar 20, 2019

Insider Transaction Report

Form 4
Period: 2017-02-23
Davis Gregory L.
Chief Lending Officer and EVP
Transactions
  • Award

    Stock Appreciation Right

    2017-02-23+3,0003,000 total
    Exercise: $21.72Exp: 2020-12-31Common Stock (3,000 underlying)
  • Award

    Stock Appreciation Right

    2018-01-25+3,0003,000 total
    Exercise: $21.61Exp: 2021-12-31Common Stock (3,000 underlying)
Holdings
  • Common Stock

    28,031
Footnotes (2)
  • [F1]This stock appreciation right was granted on 02/23/2017. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control.
  • [F2]This stock appreciation right was granted on 01/25/2018. The stock appreciation right generally vests 100% on the third anniversary of the date of the grant, subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through such date. The stock appreciation right vests on an accelerated basis in full in the event of a change in control, again subject to Mr. Davis's continuous service with the company or a subsidiary or affiliate of the company through the date of the change in control.

Documents

2 files
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT

  • EX-24

    POWER OF ATTORNEY