Rosen Jack 4
4 · Fusion Connect, Inc. · Filed May 8, 2018
Insider Transaction Report
Form 4
Rosen Jack
Director
Transactions
- Exercise/Conversion
Preferred Stock
2018-05-04−400→ 0 total→ Common Stock (25,922 underlying) - Exercise/Conversion
Common Stock
2018-05-04+25,922→ 29,392 total
Holdings
- 35,912(indirect: see footnote)
Common Stock
- 8,064(indirect: see footnote)
Common Stock
Footnotes (4)
- [F1]The Common Stock is being issued in exchange for 200 shares of Series A-1 Preferred Stock, 50 shares of Series A-2 Preferred Stock and 150 shares of Series B-2 Preferred Stock plus accrued and unpaid dividends thereon. This transaction was exempt pursuant to Rule 16b-3.
- [F2]Common Stock held by Rosen Partners, LLC.
- [F3]Common Stock held by Rosen-Kaiyuan LLC, of which Mr. Rosen is the managing-member.
- [F4]Not applicable.