Rosen Marvin S 4
4 · Fusion Connect, Inc. · Filed May 8, 2018
Insider Transaction Report
Form 4
Rosen Marvin S
Director
Transactions
- Exercise/Conversion
Preferred Stock
2018-05-04−797→ 0 total→ Common Stock (101,367 underlying) - Exercise/Conversion
Common Stock
2018-05-04+101,367→ 1,184,053 total
Holdings
- 1,074(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]The Common Stock is being issued in exchange for 50 shares Series A-1 Preferred Stock, 25 shares of Series A-2 Preferred Stock and 722 shares of Series B-2 Preferred Stock plus accrued and unpaid dividends thereon. This transaction was exempt pursuant to Rule 16b-3.
- [F2]Shares held through a Delaware Trust Custodian IRA.
- [F3]Not applicable.