4//SEC Filing
TORONTO DOMINION HOLDINGS USA INC 4
Accession 0001654954-22-011585
CIK 0000895574other
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 3:26 PM ET
Size
60.7 KB
Accession
0001654954-22-011585
Insider Transaction Report
Form 4
Toronto Dominion Investments, Inc.
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-02-11−1,050→ 1,350 total
TD GROUP US HOLDINGS LLC
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-02-11−1,050→ 1,350 total
TORONTO DOMINION HOLDINGS USA INC
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-02-11−1,050→ 1,350 total
TORONTO DOMINION BANK
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-02-11−1,050→ 1,350 total
Footnotes (3)
- [F1]In connection with the reorganization of Delaware Investments Minnesota Municipal Income Fund II, Inc. ("VMM") and Delaware Investments Colorado Municipal Income Fund, Inc. ("VCF") into the Issuer, 750 shares of Muni-MultiMode Preferred Shares ("MMP Shares") of VMM and 300 MMP Shares of VCF beneficially owned by Toronto Dominion Investments, Inc. ("TDI") were exchanged for an equal number of MMP Shares of the Issuer in a cashless transaction. In addition to the MMP Shares of VMM and VCF that were exchanged for an equal number of MMP Shares of the Issuer, 300 MMP Shares of the Issuer were previously owned by TDI and reported on that certain Form 3 dated as of May 3, 2022 and filed on May 6, 2019, which form is updated by the filing of this Form 4. TDI is a wholly owned indirect subsidiary of The Toronto-Dominion Bank ("TD Bank").
- [F2]This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The MMP Shares are owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the MMP Shares by virtue of their ownership of TDI.
- [F3]Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Issuer
Delaware Investments National Municipal Income Fund
CIK 0000895574
Entity typeother
Related Parties
1- filerCIK 0000744464
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 3:26 PM ET
- Size
- 60.7 KB