4//SEC Filing
TORONTO DOMINION HOLDINGS USA INC 4
Accession 0001654954-22-016894
CIK 0000895574other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 3:51 PM ET
Size
71.4 KB
Accession
0001654954-22-016894
Insider Transaction Report
Form 4
Toronto Dominion Investments, Inc.
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-12-20−360→ 990 total
TD GROUP US HOLDINGS LLC
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-12-20−360→ 990 total
TORONTO DOMINION HOLDINGS USA INC
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-12-20−360→ 990 total
TORONTO DOMINION BANK
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-12-20−360→ 990 total
Footnotes (3)
- [F1]The 360 Muni-MultiMode Preferred Shares reported as disposed of in Table I represent Muni-MultiMode Preferred Shares of the Issuer (the "MMP Shares") that were beneficially owned by Toronto Dominion Investments, Inc. ("TDI"). The MMP Shares were disposed of as a result of a redemption by the Issuer for a redemption price of $100,029.7351667 per share (which includes a liquidation preference of $100,000 per share and accrued dividends of $29.7351667 per share). TDI is a wholly owned indirect subsidiary of The Toronto-Dominion Bank ("TD Bank").
- [F2]This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The MMP Shares are owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS hold an indirect interest in the MMP Shares by virtue of their ownership of TDI.
- [F3]Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Issuer
Delaware Investments National Municipal Income Fund
CIK 0000895574
Entity typeother
Related Parties
1- filerCIK 0000744464
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 3:51 PM ET
- Size
- 71.4 KB