SPINDEL HOWARD 4
4 · Pharma-Bio Serv, Inc. · Filed Jan 11, 2023
Insider Transaction Report
Form 4
SPINDEL HOWARD
Director
Transactions
- Exercise/Conversion
Stock Option
2023-01-09−20,000→ 0 totalExercise: $0.52Exp: 2023-01-10→ Common Stock (20,000 underlying) - Tax Payment
Common Stock
2023-01-09$0.79/sh−13,165$10,400→ 6,835 total - Gift
Common Stock
2023-01-09−6,835→ 0 total - Gift
Common Stock
2023-01-09+6,835→ 41,372 total(indirect: By Spouse) - Award
Stock Option
2023-01-10+20,000→ 20,000 totalExercise: $0.79Exp: 2028-01-10→ Common Stock (20,000 underlying) - Exercise/Conversion
Common Stock
2023-01-09$0.52/sh+20,000$10,400→ 20,000 total
Footnotes (4)
- [F1]Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise.
- [F2]This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
- [F3]The option vested in two equal installments on July 10, 2017 and July 10, 2018.
- [F4]The option vests in two equal installments on July 10, 2023 and July 10, 2024.