SPINDEL HOWARD 4
4 · Pharma-Bio Serv, Inc. · Filed Jan 9, 2024
Insider Transaction Report
Form 4
SPINDEL HOWARD
Director
Transactions
- Exercise/Conversion
Common Stock
2024-01-05$1.00/sh+20,000$20,000→ 20,000 total - Gift
Common Stock
2024-01-05+1,132→ 42,504 total(indirect: By Spouse) - Gift
Common Stock
2024-01-05−1,132→ 0 total - Tax Payment
Common Stock
2024-01-05$1.06/sh−18,868$20,000→ 1,132 total - Exercise/Conversion
Stock Option
2024-01-05−20,000→ 0 totalExercise: $1.00Exp: 2024-01-10→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]Represents the aggregate amount of shares of Common Stock withheld for a cashless exercise.
- [F2]This transaction involved a gift of securities by the reporting person to his spouse. The reporting person disclaims beneficial ownership of the shares held by his spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of his spouse's shares for purposes of Section 16 or for any other purpose.
- [F3]The option vested in two equal installments on July 10, 2019 and July 10, 2020.