BROOKFIELD TOTAL RETURN FUND INC 4
4 · BROOKFIELD TOTAL RETURN FUND INC · Filed Dec 6, 2016
Insider Transaction Report
Form 4
RUSSELL-DOWE MICHELLE LYN
Vice President
Transactions
- Disposition to Issuer
Common Stock
2016-12-05−931→ 0 total - Disposition to Issuer
Common Stock
2016-12-05−2,737→ 0 total
Footnotes (4)
- [F1]Disposed of pursuant to an agreement and plan of reorganization between isuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,622 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
- [F2]Excludes shares held indirectly by the Reporting Person - see the second line of Table I of this Form 4.
- [F3]Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Inc. [NYSE: RA] in exchange for 892 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
- [F4]Excludes shares held directly by the Reporting Person - see the first line of Table I of this Form 4.