Forest City Realty Trust, Inc. 4

Accession 0001661507-17-000005

CIK 0001647509operating

View on SEC.gov Company Profile

Filed

Mar 29, 8:00 PM ET

Accepted

Mar 30, 4:44 PM ET

Size

16.8 KB

Accession

0001661507-17-000005

Insider Transaction Report

Form 4

Period: 2017-03-28

Forest City Realty Trust, Inc.FCEA/FCEB

Holiday Emily J

Senior VP - Human Resources

Transactions

Tax Payment
Class A Common Stock
2017-03-28$21.72/sh−303$6,581→ 1,813 total

Holdings

2016 Performance Shares
Exercise: $0.00From: 2018-12-31Exp: 1988-08-08→ Class A Common (4,377 underlying)
4,377
Class A Common Stock
2,611
Class A Common Stock
1,434
Class A Common Stock
(indirect: By 401(k))
53
2017 Performance Shares
Exercise: $0.00From: 2019-12-31Exp: 1988-08-08→ Class A Common (4,199 underlying)
4,199
Class A Common Stock
3,283
Class A Common Stock
4,199
Class A Common Stock
8,279
2015 Out Performance Shares
Exercise: $0.00From: 2017-12-31Exp: 1988-08-08→ Class A Common (10,000 underlying)
10,000

Footnotes (10)

[F1]2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
[F10]Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.
[F2]2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
[F3]2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
[F4]2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
[F5]2017 Restricted Stock Grant - 25% vest on 3/24/2018; 25% vest on 3/24/2019; and 50% vest on 3/24/2020.
[F6]Shares are held in DRS account with Wells Fargo. 2,018 restricted shares vested on 4/11/2016 and were moved to this account. 906 restricted shares vested on 3/28/2017, of those 303 shares were returned to the Company to cover taxes, the balance of the shares were moved to this account.
[F7]FCRT's 401k Plan account, shares are held indirect. Updated to reflect current holdings.
[F8]Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
[F9]Performance Shares Award - granted 3/24/2017 - performance period is from January 1, 2017 to December 31, 2019. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $21.83 per share. There is no fixed expiration date.

Documents

2 files

Issuer

Forest City Realty Trust, Inc.

CIK 0001647509

→

Entity typeoperating

IncorporatedMD

Related Parties

filerCIK 0001647509

Filing Metadata

Form type: 4
Filed: Mar 29, 8:00 PM ET
Accepted: Mar 30, 4:44 PM ET
Size: 16.8 KB

View on SEC.gov