|4Apr 19, 4:38 PM ET

Dhawan Sanjay 4

4 · Cerence Inc. · Filed Apr 19, 2021

Insider Transaction Report

Form 4
Period: 2021-04-15
Dhawan Sanjay
DirectorChief Executive Officer
Transactions
  • Sale

    Common Stock

    2021-04-15$98.05/sh3,565$349,548323,429 total
  • Sale

    Common Stock

    2021-04-15$96.20/sh5,785$556,517336,389 total
  • Sale

    Common Stock

    2021-04-15$96.96/sh9,395$910,939326,994 total
  • Sale

    Common Stock

    2021-04-15$95.00/sh5,245$498,275342,174 total
Footnotes (6)
  • [F1]These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020.
  • [F2]This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 2/23/2021.
  • [F3]The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $94.535 to $95.52 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price
  • [F4]The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $95.56 to $96.55 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
  • [F5]The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $96.57 to $97.29 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
  • [F6]The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $97.66 to $98.22 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.

Documents

1 file
  • 4
    dhawan04152021.xmlPrimary