Home/Filings/4/0001683168-20-004323
4//SEC Filing

KING STEVEN W 4

Accession 0001683168-20-004323

CIK 0000836564other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 8:18 PM ET

Size

15.1 KB

Accession

0001683168-20-004323

Insider Transaction Report

Form 4
Period: 2020-12-16
KING STEVEN W
DirectorPresident and CEO10% Owner
Transactions
  • Award

    Restricted Stock Units

    2020-12-16$3.30/sh+65,218$215,21965,218 total
    From: 2021-08-31Common Stock (65,218 underlying)
  • Award

    Restricted Stock Units

    2020-12-16$3.30/sh+43,479$143,481108,697 total
    From: 2022-08-31Common Stock (43,479 underlying)
Footnotes (3)
  • [F1]Each Restricted Stock Unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock.
  • [F2]RSU's granted under the Mosaic ImmunoEngineering Inc. 2020 Omnibus Incentive Plan as part of the reporting person's annual base salary. RSUs will vest 100% on August 31, 2021, subject to the reporting person's continuous service to the Issuer on such vesting date.
  • [F3]RSU's granted under the Mosaic ImmunoEngineering Inc. 2020 Omnibus Incentive Plan as a long-term incentive grant equal to 25% of reporting person's annual base salary. RSUs will vest 100% on August 31, 2022, subject to the reporting person's continuous service to the Issuer on such vesting date.

Issuer

Mosaic ImmunoEngineering Inc.

CIK 0000836564

Entity typeother

Related Parties

1
  • filerCIK 0001244106

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 8:18 PM ET
Size
15.1 KB