4//SEC Filing
Bond Steve 4
Accession 0001683168-23-000033
CIK 0001748137other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 8:13 PM ET
Size
7.7 KB
Accession
0001683168-23-000033
Insider Transaction Report
Form 4
NeoVolta Inc.NEOV
Bond Steve
DirectorChief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2023-01-01+250,000→ 750,000 total - Exercise/Conversion
Restricted Stock Units
2023-01-01−250,000→ 50,000 total→ Common Stock (250,000 underlying)
Footnotes (2)
- [F1]Issued upon conversion of restricted stock units that convert into common stock on a one-for-one basis.
- [F2]The reporting person was granted 300,000 restricted stock units (RSUs), vesting as follows: (i) 250,000 of the RSUs vested on January 1, 2023; and (ii) 50,000 RSUs shall vest on the occurrence of both of the following events: (A) the filing of the Company's Form 10-K for the year ended June 30, 2023 no later than September 29, 2023; and (B) the earliest of (1) a change in control or (2) the termination of the reporting person's employment by the Company without cause (as defined in the employment agreement between the Company and reporting person) or (3) the death of reporting person, or (4) January 1, 2024, provided the reporting person is serving as an employee of the Company on such date.
Documents
Issuer
NeoVolta Inc.
CIK 0001748137
Entity typeother
Related Parties
1- filerCIK 0001731398
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 8:13 PM ET
- Size
- 7.7 KB