Yeh Shu-Hua (Joshua) 4
Research Summary
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Applied Optoelectronics (AAOI) Senior VP Yeh Shu‑Hua Sells Shares
What Happened Yeh Shu‑Hua (Senior Vice President and Asia General Manager) sold a total of 10,000 AAOI shares in open‑market transactions on June 4, 2026. The Form 4 lists two reported lots: 5,000 shares at a weighted average price of $204.75 (proceeds $1,023,750) and 5,000 shares at $205.39 (proceeds $1,026,950), for aggregate proceeds of about $2,050,700. These were sales (transaction code S), not purchases.
Key Details
- Transaction date: June 4, 2026; Form 4 filed June 8, 2026 (appears timely under the typical two‑business‑day rule).
- Reported lots: 5,000 @ $204.75 ($1,023,750) and 5,000 @ $205.39 ($1,026,950); total ≈ $2.05M.
- Footnotes: First lot sold in multiple trades at actual prices $203.93–$205.50 (weighted avg reported). Second lot sold in multiple trades at actual prices $205.00–$206.00 (weighted avg reported). The filer will provide per‑trade details on request.
- Shares owned after the transaction: Not specified in the provided filing.
Context These were open‑market sales by a senior executive. Sales are common and can reflect many reasons (diversification, tax planning, etc.); they are not by themselves a clear signal about the company’s prospects. The filing includes footnotes explaining the reported prices are weighted averages across multiple trades.