4//SEC Filing
Lowe James Robert 4
Accession 0001706524-23-000049
CIK 0001706524other
Filed
May 17, 8:00 PM ET
Accepted
May 18, 7:35 PM ET
Size
17.4 KB
Accession
0001706524-23-000049
Insider Transaction Report
Form 4
urban-gro, Inc.UGRO
Lowe James Robert
Director
Transactions
- Purchase
Common Stock
2023-05-18$1.89/sh+25,000$47,225→ 423,410 total - Award
Restricted Common Stock Award ("RSA") (subject to vesting)
2021-05-27+8,520→ 273,744 total - Purchase
Common Stock
2020-12-08$2.40/sh+20,833$49,999→ 127,284 total - Purchase
Common Stock
2020-12-07$3.00/sh+69,021$207,063→ 106,451 total - Purchase
Restricted Common Stock Award ("RSA") (subject to vesting)
2022-06-15+17,204→ 398,410 total - Other
Common Stock
2021-06-04+107,462→ 381,206 total - Conversion
Common Stock
2021-02-17$7.50/sh+137,940$1,034,550→ 265,224 total - Award
Restricted Common Stock Award ("RSA") (subject to vesting)
2020-05-28+14,375→ 37,430 total - Award
Common Stock Option
2019-04-01+1,667→ 23,334 totalExercise: $7.20From: 2019-04-01Exp: 2028-04-01→ Common Stock (1,667 underlying)
Footnotes (7)
- [F1]BOD Compensation 2022. The restricted Stock will vest on June 16, 2023.
- [F2]Shares transferred from Reporting Person's wholly owned entity, Cloud9 Support, LLC. Shares previously reported on Form 4 as indirect ownership and holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
- [F3]BOD Compensation 2021. The restricted stock will vest on May 27, 2022.
- [F4]Conversion and final payment of previously reported promissory note.
- [F5]BOD Compensation 2020. The restricted stock will vest on May 28, 2021.
- [F6]Reporting Person's holding changed after giving effect to the 1-for-6 reverse stock split effected December 31, 2020.
- [F7]The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance.
Documents
Issuer
urban-gro, Inc.
CIK 0001706524
Entity typeother
Related Parties
1- filerCIK 0001751725
Filing Metadata
- Form type
- 4
- Filed
- May 17, 8:00 PM ET
- Accepted
- May 18, 7:35 PM ET
- Size
- 17.4 KB