4//SEC Filing
Wood Anthony J. 4
Accession 0001716837-26-000002
CIK 0001428439other
Filed
Jan 13, 7:00 PM ET
Accepted
Jan 14, 6:11 PM ET
Size
601.1 KB
Accession
0001716837-26-000002
Insider Transaction Report
Form 4
ROKU, INCROKU
Wood Anthony J.
DirectorCEO and Chairman BOD10% Owner
Transactions
- Conversion
Class A Common Stock
[F1]2026-01-12+75,000→ 75,000 total(indirect: By Trust) - Sale
Class A Common Stock
[F2][F3]2026-01-12$107.51/sh−7,799$838,470→ 67,201 total(indirect: By Trust) - Sale
Class A Common Stock
[F2][F4]2026-01-12$108.14/sh−12,770$1,380,948→ 54,431 total(indirect: By Trust) - Sale
Class A Common Stock
[F2][F5]2026-01-12$109.10/sh−14,498$1,581,732→ 39,933 total(indirect: By Trust) - Sale
Class A Common Stock
[F2][F6]2026-01-12$110.25/sh−22,554$2,486,579→ 17,379 total(indirect: By Trust) - Sale
Class A Common Stock
[F2][F7]2026-01-12$110.98/sh−14,579$1,617,977→ 2,800 total(indirect: By Trust) - Sale
Class A Common Stock
[F2][F8]2026-01-12$112.18/sh−2,200$246,796→ 600 total(indirect: By Trust) - Sale
Class A Common Stock
[F2][F9]2026-01-12$113.09/sh−400$45,236→ 200 total(indirect: By Trust) - Sale
Class A Common Stock
[F2][F10]2026-01-12$114.98/sh−200$22,996→ 0 total(indirect: By Trust) - Conversion
Class B Common Stock
[F1]2026-01-12−75,000→ 16,503,111 total(indirect: By Trust)→ Class A Common Stock (75,000 underlying)
Holdings
- 12,699
Class A Common Stock
- 2,754(indirect: By Trust)
Class A Common Stock
- 42,500(indirect: By Trust)
Class A Common Stock
- 64,976(indirect: By Trust)
Class A Common Stock
- 173,129(indirect: By Trust)
Class A Common Stock
- 143,250(indirect: By Trust)
Class A Common Stock
- 81,445(indirect: By Trust)
Class A Common Stock
Footnotes (10)
- [F1]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
- [F10]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.93 to $115.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Shares sold pursuant to Mr. Wood's 10b5-1 Plan.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.73 to $107.73 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.73 to $108.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.73 to $109.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.73 to $110.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.73 to $111.55 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.80 to $112.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F9]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.88 to $113.32 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Signature
/s/ Renee Strandness, attorney-in-fact|2026-01-14
Issuer
ROKU, INC
CIK 0001428439
Entity typeother
Related Parties
1- filerCIK 0001716837
Filing Metadata
- Form type
- 4
- Filed
- Jan 13, 7:00 PM ET
- Accepted
- Jan 14, 6:11 PM ET
- Size
- 601.1 KB