SMARTFINANCIAL INC.·4

Nov 3, 2:50 PM ET

Tucker Steven B. 4

4 · SMARTFINANCIAL INC. · Filed Nov 3, 2017

Insider Transaction Report

Form 4
Period: 2017-11-01
Transactions
  • Award

    Common Stock

    2017-11-01+32,08732,087 total
  • Award

    Stock Option

    2017-11-01+11,33311,333 total
    Exercise: $11.76From: 2010-05-01Exp: 2020-05-01Common Stock (11,333 underlying)
Footnotes (2)
  • [F1]Received in exchange for 37,750 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share.
  • [F2]Received in exchange for 13,333 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT