Home/Filings/4/0001721614-17-000002
4//SEC Filing

Tucker Steven B. 4

Accession 0001721614-17-000002

CIK 0001038773other

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 2:50 PM ET

Size

7.4 KB

Accession

0001721614-17-000002

Insider Transaction Report

Form 4
Period: 2017-11-01
Transactions
  • Award

    Common Stock

    2017-11-01+32,08732,087 total
  • Award

    Stock Option

    2017-11-01+11,33311,333 total
    Exercise: $11.76From: 2010-05-01Exp: 2020-05-01Common Stock (11,333 underlying)
Footnotes (2)
  • [F1]Received in exchange for 37,750 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share.
  • [F2]Received in exchange for 13,333 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.

Issuer

SMARTFINANCIAL INC.

CIK 0001038773

Entity typeother

Related Parties

1
  • filerCIK 0001721614

Filing Metadata

Form type
4
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 2:50 PM ET
Size
7.4 KB