Demas David J 4

4 · TriState Capital Holdings, Inc. · Filed Jan 19, 2021

Insider Transaction Report

Form 4
Period: 2020-08-21
Demas David J
Chief Financial Officer
Transactions
  • Tax Payment

    Common Stock

    2020-08-21$14.00/sh13,944$195,21650,990 total
  • Award

    Common Stock

    2021-01-14+14,42365,413 total
Holdings
  • Common Stock

    3,000
  • Depositary Shares - Series B

    (indirect: By IRA)
    1,100
  • Common Stock

    (indirect: By IRA)
    3,200
  • Common Stock

    (indirect: By IRA)
    8,000
  • Depositary Shares - Series A

    2,450
  • Depositary Shares - Series A

    (indirect: By IRA)
    1,000
Footnotes (4)
  • [F1]Reflects the withholding of 13,944 shares of common stock in payment of the exercise price and to satisfy tax obligations resulting from the vesting of 30,000 shares of restricted stock. The number of shares withheld was determined on August 21, 2020 based on the closing price of the Issuer's common stock on August 20, 2020 and is not a market sale of securities.
  • [F2]The Reporting Person elected to receive 3,082 shares of this stock, all of which are shares of restricted stock issued under the Company's 2014 Omnibus Incentive Plan that vests in three years, in lieu of cash payments under the incentive compensation program applicable to the Reporting Person. The remaining shares were issued to him as a restricted stock award under that incentive compensation program.
  • [F3]Shannon L Hungerford is the Reporting Person's spouse.
  • [F4]Shares held jointly by the Reporting Person and his spouse.

Documents

1 file
  • 4
    wf-form4_161109672166112.xmlPrimary

    FORM 4