HARVEY ROBERT BURTON 4
4 · i3 Verticals, Inc. · Filed Jan 24, 2025
Insider Transaction Report
Form 4
HARVEY ROBERT BURTON
Director
Transactions
- Disposition to Issuer
Class B common stock, par value $0.0001 per share
2025-01-23−431→ 11,285 total - Disposition to Issuer
Class B common stock, par value $0.0001 per share
2025-01-23−1,032→ 26,980 total(indirect: By Claritas Capital Specialty Debt Fund, LP) - Disposition to Issuer
Class B common stock, par value $0.0001 per share
2025-01-23−172→ 4,515 total(indirect: By CF i3 Corporation) - Disposition to Issuer
Class B common stock, par value $0.0001 per share
2025-01-23−1,545→ 40,365 total(indirect: By CCSD II, L.P.)
Footnotes (7)
- [F1]On January 23, 2025, the common units of i3 Verticals, LLC (the "Common Units") were recapitalized through a reverse unit split, which resulted in the retirement without consideration of 369,256 shares of the Issuer's Class B common stock, par value $0.0001 per share (the "Class B Common Stock") in accordance with the Amended and Restated Certificate of Incorporation of the Issuer (collectively, the "Recapitalization"). As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by the Reporting Person were reduced by 431.
- [F2]As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CCSD II, L.P. ("CCSD") were reduced by 1,545.
- [F3]Represents shares of Class B Common Stock held by CCSD, of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F4]As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by Claritas Capital Specialty Debt Fund, LP ("Claritas") were reduced by 1,032.
- [F5]Represents shares of Class B Common Stock held by Claritas, of which the Reporting Person serves as a voting member of the investment committee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F6]As a result of the Recapitalization, the Common Units and shares of Class B Common Stock beneficially owned by CF i3 Corporation ("CF") were reduced by 172.
- [F7]Represents shares of Class B Common Stock held by CF, of which the Reporting Person serves as an officer. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.