Sindlev Rene 4
4 · RENOVARO BIOSCIENCES INC. · Filed Sep 12, 2023
Insider Transaction Report
Form 4
Sindlev Rene
Director10% Owner
Transactions
- Award
Warrant (Right to Buy)
2023-08-01+350,630→ 350,630 total(indirect: By RS Bio ApS)Exercise: $0.65From: 2023-08-01Exp: 2028-08-01→ Common Stock (350,630 underlying) - Award
Series A Convertible Preferred Stock
2023-08-01$7.13/sh+70,126$499,998→ 70,126 total(indirect: By RS Bio ApS)Exercise: $0.00From: 2023-08-01→ Common Stock (701,260 underlying)
Footnotes (3)
- [F1]The Series A Convertible Preferred Stock ("Preferred Stock") is convertible into Common Stock on a one-for-ten basis
- [F2]The Preferred Stock is perpetual and has no expiration date.
- [F3]Granted to the Reporting Person as warrant coverage in connection with the Preferred Stock reported above.