RENOVARO INC.·4

Feb 16, 9:13 AM ET

Puche Luisa 4

4 · RENOVARO INC. · Filed Feb 16, 2024

Insider Transaction Report

Form 4
Period: 2024-02-13
Puche Luisa
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Option to Purchase Common Stock

    2024-02-1360,0000 total
    Exercise: $8.58Exp: 2031-10-26Common Stock (60,000 underlying)
  • Award

    Option to Purchase Common Stock

    2024-02-13+60,00060,000 total
    Exercise: $1.92From: 2024-02-13Exp: 2031-10-26Common Stock (60,000 underlying)
  • Award

    Option to Purchase Common Stock

    2024-02-13+75,00075,000 total
    Exercise: $1.92From: 2024-02-13Exp: 2032-07-22Common Stock (75,000 underlying)
  • Disposition to Issuer

    Option to Purchase Common Stock

    2024-02-1380,0000 total
    Exercise: $2.15Exp: 2032-10-18Common Stock (80,000 underlying)
  • Award

    Option to Purchase Common Stock

    2024-02-13+80,00080,000 total
    Exercise: $1.92Exp: 2032-10-18Common Stock (80,000 underlying)
  • Disposition to Issuer

    Option to Purchase Common Stock

    2024-02-1360,0000 total
    Exercise: $6.15Exp: 2029-06-06Common Stock (60,000 underlying)
  • Award

    Option to Purchase Common Stock

    2024-02-13+60,00060,000 total
    Exercise: $1.92From: 2024-02-13Exp: 2029-06-06Common Stock (60,000 underlying)
  • Disposition to Issuer

    Option to Purchase Common Stock

    2024-02-1375,0000 total
    Exercise: $2.38Exp: 2032-07-22Common Stock (75,000 underlying)
Footnotes (5)
  • [F1]The option vested in three equal installments on January 7, 2019, January 7, 2020 and January 7, 2021.
  • [F2]The transactions reported herein reflect a stock option repricing (the "Option Repricing") effective on February 13, 2024 (the "Repricing Date"). Pursuant to the Option Repricing, which was approved by stockholders on January 25, 2024, the exercise price of all repriced options has been amended to $1.92 per share, the closing price of the Company's common stock, par value $0.0001 per share (the "Common Stock"), on the date of the closing of the Registrant's acquisition of GEDi Cube Intl Ltd. There were no other changes to the terms of the options.
  • [F3]The option vested in three equal installments on October 26, 2021, October 26, 2022 and October 26, 2023.
  • [F4]The option vested on January 22, 2023.
  • [F5]One third of the option vested on October 18, 2023, the remainder of the option vests equally on October 18, 2024 and October 18, 2025.

Documents

1 file
  • 4
    ownership.xmlPrimary