Fyfield Mai 4

4 · ROKU, INC · Filed Jun 12, 2026

AI-generated summary of this filing

Updated Jun 13, 2026

Roku Director Fyfield Mai Sells Shares, Receives RSU Awards

What Happened

Fyfield Mai, a director of Roku, reported multiple transactions on June 11, 2026. She sold 832 shares in an open market/private sale at $119.64 per share for proceeds of $99,540. The filing also shows exercise/conversion activity for 1,847 derivative shares (reported at $0) and two RSU awards granted/recorded totaling 2,772 RSUs (1,027 and 1,745 shares), each reported with $0 value.

Key Details

Transaction date: June 11, 2026; Form 4 filed June 12, 2026 (timely).
Sale: 832 shares at $119.64 each; total proceeds $99,540. Footnote F1 states these shares were sold by the issuer to satisfy tax withholding for an RSU vest that occurred June 11, 2026.
Derivatives: Exercise/conversion entries for 1,847 shares reported at $0 (one listed as acquired, one listed as a derivative disposition at $0).
Awards: Two RSU grants reported — 1,027 RSUs and 1,745 RSUs (total 2,772 RSUs). F2 notes each RSU converts to one share. F3/F4 describe vesting: each RSU vests in one installment at the earlier of the next annual meeting or one year after grant.
Option vesting note (F5): the option vests in 12 monthly installments, with any unvested portion accelerated at the next annual meeting per the footnote.
Shares owned after the transactions: not specified on this Form 4.
Exhibits: 24.1 and 24.2 (Powers of Attorney) attached.

Context

The 832-share sale was used to cover tax withholding on RSU vesting (routine administrative transaction), not necessarily a discretionary market sale indicating sentiment.
The filing shows both exercise/conversion and RSU grants; when options/derivatives are exercised and shares are immediately sold or withheld for taxes, this is commonly a cashless or withholding-related action rather than an outright investment decision.
No lateness flag — the report appears timely (filed the next day).

Form 4

Period: 2026-06-11

Director

Transactions

Exercise/Conversion
Class A Common Stock
2026-06-11+1,847→ 6,221 total
Sale
Class A Common Stock
[F1]
2026-06-11$119.64/sh−832$99,540→ 5,389 total
Exercise/Conversion
Restricted Stock Unit
[F2][F3]
2026-06-11−1,847→ 0 total
From: 2026-06-11→ Class A Common Stock (1,847 underlying)
Award
Restricted Stock Unit
[F2][F4]
2026-06-11+1,027→ 1,027 total
→ Class A Common Stock (1,027 underlying)
Award
Stock Options (right to buy)
[F5]
2026-06-11+1,745→ 1,745 total
Exercise: $119.64Exp: 2036-06-10→ Class A Common Stock (1,745 underlying)

Footnotes (5)

[F1]These shares were sold by the Issuer to meet the tax withholding obligations of the reporting person in connection with the vesting of an RSU award that was granted on June 11, 2026.
[F2]Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
[F3]This RSU was granted on June 11, 2025 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
[F4]This RSU was granted on June 11, 2026 and vests in one installment on the earlier of the next annual meeting of the Issuer's stockholders or the first anniversary of the grant date.
[F5]This option vests in 12 substantially equal monthly installments beginning on the one month anniversary of the grant date, provided that, to the extent the option is not vested on the date of the next annual meeting of the Issuer's stockholders following the grant date, the option will vest in full on the date of such annual meeting.

Signature

/s/ Renee Strandness, attorney-in-fact|2026-06-12

3 files