Karam Celia 4

What Happened

• Karam Celia, President of Retail Bank at Capital One Financial Corp (COF), sold 1,099 shares in an open-market transaction on April 1, 2026.
• The shares were sold at $185.61 per share for a total transaction value of $203,985. This was a sale (routine disposition), not a purchase.

Key Details

• Transaction date: 2026-04-01; Price: $185.61 per share; Shares sold: 1,099; Total proceeds: $203,985.
• Transaction type/code: Open-market sale (S).
• Footnote F1: The sale was executed pursuant to a Rule 10b5-1 trading plan established by the reporting person on August 14, 2025.
• Footnote F2: The reported ownership basis includes shares the reporting person acquired through the Company’s Associate Stock Purchase Plan since the last reported transaction.
• Shares owned after the transaction: Not specified in the provided excerpt of the filing.
• Filing date: 2026-04-03 (filed promptly after the April 1 transaction; no late filing indicated).

Context

• Sales completed under pre-established 10b5-1 plans are typically scheduled in advance and are common for insiders to manage diversification or tax needs; they do not by themselves signal a change in the insider’s view of the company.
• For retail investors, purchases often attract more attention as potential signals; this filing documents a routine, pre-planned sale and should be interpreted as factual disclosure rather than a directional endorsement.