4//SEC Filing
Unterseher Loren A 4
Accession 0001741560-25-000010
CIK 0001819974other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 8:15 AM ET
Size
20.9 KB
Accession
0001741560-25-000010
Insider Transaction Report
Form 4
CMI Oxbow Partners, LLC
Director10% Owner
Transactions
- Sale
Common Stock
2025-09-19$14.05/sh−120,000$1,686,276→ 6,931,626 total - Sale
Common Stock
2025-09-18$13.59/sh−45,100$612,873→ 7,051,626 total - Sale
Common Stock
2025-09-18$12.81/sh−74,900$959,124→ 7,096,726 total
Holdings
- 3
Common Stock
- 230,580(indirect: By Trust)
Common Stock
- 230,579(indirect: By Trust)
Common Stock
- 230,579(indirect: By Trust)
Common Stock
- 23,713
Common Stock
- 230,580(indirect: By Trust)
Common Stock
- 52,317(indirect: By Spouse)
Common Stock
- 2,480,746(indirect: By Trust)
Common Stock
- 531,283(indirect: By Trust)
Common Stock
- 1,229,864(indirect: By Trust)
Common Stock
- 2(indirect: By Trust)
Common Stock
Oxbow Industries, LLC
Director10% Owner
Transactions
- Sale
Common Stock
2025-09-18$12.81/sh−74,900$959,124→ 7,096,726 total - Sale
Common Stock
2025-09-18$13.59/sh−45,100$612,873→ 7,051,626 total - Sale
Common Stock
2025-09-19$14.05/sh−120,000$1,686,276→ 6,931,626 total
Holdings
- 1,229,864(indirect: By Trust)
Common Stock
- 2(indirect: By Trust)
Common Stock
- 3
Common Stock
- 23,713
Common Stock
- 2,480,746(indirect: By Trust)
Common Stock
- 230,580(indirect: By Trust)
Common Stock
- 230,580(indirect: By Trust)
Common Stock
- 230,579(indirect: By Trust)
Common Stock
- 52,317(indirect: By Spouse)
Common Stock
- 531,283(indirect: By Trust)
Common Stock
- 230,579(indirect: By Trust)
Common Stock
Unterseher Loren A
Director10% Owner
Transactions
- Sale
Common Stock
2025-09-18$12.81/sh−74,900$959,124→ 7,096,726 total - Sale
Common Stock
2025-09-18$13.59/sh−45,100$612,873→ 7,051,626 total - Sale
Common Stock
2025-09-19$14.05/sh−120,000$1,686,276→ 6,931,626 total
Holdings
- 3
Common Stock
- 2,480,746(indirect: By Trust)
Common Stock
- 230,580(indirect: By Trust)
Common Stock
- 23,713
Common Stock
- 531,283(indirect: By Trust)
Common Stock
- 2(indirect: By Trust)
Common Stock
- 52,317(indirect: By Spouse)
Common Stock
- 1,229,864(indirect: By Trust)
Common Stock
- 230,580(indirect: By Trust)
Common Stock
- 230,579(indirect: By Trust)
Common Stock
- 230,579(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Reflects the weighted average price of 74,900 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $12.50 to $13.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- [F3]Reflects the weighted average price of 45,100 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $13.50 to $13.80 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F4]Reflects the weighted average price of 120,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 19, 2025 with sale prices ranging from $14.00 to $14.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]Oxbow directly holds the shares reported in Column 5.
- [F6]Shares owned directly by Mr. Unterseher.
Documents
Issuer
SkyWater Technology, Inc
CIK 0001819974
Entity typeother
Related Parties
1- filerCIK 0001741560
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 8:15 AM ET
- Size
- 20.9 KB