4/A//SEC Filing
Unterseher Loren A 4/A
Accession 0001741560-25-000012
CIK 0001819974other
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 12:01 PM ET
Size
13.3 KB
Accession
0001741560-25-000012
Insider Transaction Report
Form 4/AAmended
Unterseher Loren A
Director10% Owner
Transactions
- Sale
Common Stock
2025-09-18$13.59/sh−45,100$612,873→ 7,051,626 total - Sale
Common Stock
2025-09-19$14.05/sh−120,000$1,686,276→ 6,931,626 total - Sale
Common Stock
2025-09-18$12.81/sh−74,900$959,124→ 7,096,726 total
CMI Oxbow Partners, LLC
Director10% Owner
Transactions
- Sale
Common Stock
2025-09-18$13.59/sh−45,100$612,873→ 7,051,626 total - Sale
Common Stock
2025-09-19$14.05/sh−120,000$1,686,276→ 6,931,626 total - Sale
Common Stock
2025-09-18$12.81/sh−74,900$959,124→ 7,096,726 total
Oxbow Industries, LLC
Director10% Owner
Transactions
- Sale
Common Stock
2025-09-18$13.59/sh−45,100$612,873→ 7,051,626 total - Sale
Common Stock
2025-09-19$14.05/sh−120,000$1,686,276→ 6,931,626 total - Sale
Common Stock
2025-09-18$12.81/sh−74,900$959,124→ 7,096,726 total
Footnotes (5)
- [F1]Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2025.
- [F2]Reflects the weighted average price of 74,900 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $12.50 to $13.49 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- [F4]Reflects the weighted average price of 45,100 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 18, 2025 with sale prices ranging from $13.50 to $13.80 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]Reflects the weighted average price of 120,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on September 19, 2025 with sale prices ranging from $14.00 to $14.20 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Documents
Issuer
SkyWater Technology, Inc
CIK 0001819974
Entity typeother
Related Parties
1- filerCIK 0001741560
Filing Metadata
- Form type
- 4/A
- Filed
- Sep 23, 8:00 PM ET
- Accepted
- Sep 24, 12:01 PM ET
- Size
- 13.3 KB