4//SEC Filing
Unterseher Loren A 4
Accession 0001741560-25-000018
CIK 0001819974other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 7:37 PM ET
Size
23.9 KB
Accession
0001741560-25-000018
Insider Transaction Report
Form 4
Unterseher Loren A
Director10% Owner
Transactions
- Gift
Common Stock
2025-10-03−2,480,746→ 0 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,812 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,811 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,811 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+651,818→ 651,818 total(indirect: By Trust) - Sale
Common Stock
2025-11-13$20.55/sh−2,200$45,204→ 4,809,056 total - Sale
Common Stock
2025-11-17$17.45/sh−12,000$209,412→ 4,797,056 total - Gift
Common Stock
2025-10-03+457,232→ 687,812 total(indirect: By Trust)
Holdings
- 3
Common Stock
- 23,713
Common Stock
- 531,283(indirect: By Trust)
Common Stock
- 1,229,864(indirect: By Trust)
Common Stock
- 2(indirect: By Trust)
Common Stock
Oxbow Industries, LLC
Director10% Owner
Transactions
- Gift
Common Stock
2025-10-03+457,232→ 687,812 total(indirect: By Trust) - Gift
Common Stock
2025-10-03−2,480,746→ 0 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,812 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,811 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,811 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+651,818→ 651,818 total(indirect: By Trust) - Sale
Common Stock
2025-11-13$20.55/sh−2,200$45,204→ 4,809,056 total - Sale
Common Stock
2025-11-17$17.45/sh−12,000$209,412→ 4,797,056 total
Holdings
- 3
Common Stock
- 23,713
Common Stock
- 531,283(indirect: By Trust)
Common Stock
- 1,229,864(indirect: By Trust)
Common Stock
- 2(indirect: By Trust)
Common Stock
CMI Oxbow Partners, LLC
Director10% Owner
Transactions
- Gift
Common Stock
2025-10-03−2,480,746→ 0 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,812 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,812 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,811 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+457,232→ 687,811 total(indirect: By Trust) - Gift
Common Stock
2025-10-03+651,818→ 651,818 total(indirect: By Trust) - Sale
Common Stock
2025-11-13$20.55/sh−2,200$45,204→ 4,809,056 total - Sale
Common Stock
2025-11-17$17.45/sh−12,000$209,412→ 4,797,056 total
Holdings
- 3
Common Stock
- 1,229,864(indirect: By Trust)
Common Stock
- 2(indirect: By Trust)
Common Stock
- 23,713
Common Stock
- 531,283(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Reflects the weighted average price of 2,200 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 13, 2025 with sale prices ranging from $20.50 to $20.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F2]Since the date of the reporting person's last ownership report, 2,000,000 shares of common stock were transferred to his former spouse pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.
- [F3]Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
- [F4]Reflects the weighted average price of 12,000 shares of common stock of SkyWater Technology, Inc. sold in multiple transactions on November 17, 2025 with sale prices ranging from $17.25 to $17.505 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F5]Oxbow directly holds the shares reported in Column 5.
- [F6]Shares owned directly by Mr. Unterseher.
Documents
Issuer
SkyWater Technology, Inc
CIK 0001819974
Entity typeother
Related Parties
1- filerCIK 0001741560
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 7:37 PM ET
- Size
- 23.9 KB