4//SEC Filing
Jones Doug 4
Accession 0001745916-25-000027
CIK 0001745916other
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 5:16 PM ET
Size
26.9 KB
Accession
0001745916-25-000027
Insider Transaction Report
Form 4
Jones Doug
DirectorDirector, President & CMBO
Transactions
- Exercise/Conversion
Common Stock
2025-11-10$11.28/sh+23,453$264,550→ 42,509 total - Exercise/Conversion
Nonstatutory Stock Option (Right to Buy)
2025-11-10−23,453→ 0 totalExercise: $11.28From: 2017-03-07Exp: 2026-03-06→ Common Stock (23,453 underlying) - Sale
Common Stock
2025-11-10$127.56/sh−23,453$2,991,665→ 19,056 total
Holdings
- 26,467
Nonstatutory Stock Option (Right to Buy)
Exercise: $24.40From: 2019-03-09Exp: 2028-03-08→ Common Stock (26,467 underlying) - 54,063
Nonstatutory Stock Option (Right to Buy)
Exercise: $57.10From: 2023-02-23Exp: 2032-02-22→ Common Stock (54,063 underlying) - 25,724
Nonstatutory Stock Option (Right to Buy)
Exercise: $60.74From: 2024-02-24Exp: 2033-02-23→ Common Stock (25,724 underlying) - 21,456
Nonstatutory Stock Option (Right to Buy)
Exercise: $101.76From: 2026-02-14Exp: 2035-02-13→ Common Stock (21,456 underlying) - 15,337(indirect: By Trust)
Common Stock
- 450,000(indirect: By LLC)
Common Stock
- 34,626
Nonstatutory Stock Option (Right to Buy)
Exercise: $18.05From: 2018-03-06Exp: 2027-03-05→ Common Stock (34,626 underlying) - 27,744
Nonstatutory Stock Option (Right to Buy)
Exercise: $22.92From: 2020-03-15Exp: 2029-03-14→ Common Stock (27,744 underlying) - 30,366
Nonstatutory Stock Option (Right to Buy)
Exercise: $35.03From: 2021-02-26Exp: 2030-02-25→ Common Stock (30,366 underlying) - 27,044
Nonstatutory Stock Option (Right to Buy)
Exercise: $84.93From: 2025-03-01Exp: 2034-02-28→ Common Stock (27,044 underlying) - 54,024
Nonstatutory Stock Option (Right to Buy)
Exercise: $59.68From: 2020-12-14Exp: 2030-12-13→ Common Stock (54,024 underlying) - 29,566
Nonstatutory Stock Option (Right to Buy)
Exercise: $58.85From: 2022-02-25Exp: 2031-02-24→ Common Stock (29,566 underlying)
Footnotes (15)
- [F1]The reported amount consists of 19,056 restricted stock units and 23,453 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
- [F10]This nonstatutory stock option to purchase 30,366 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date.
- [F11]This nonstatutory stock option to purchase 29,566 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date.
- [F12]This nonstatutory stock option to purchase 54,063 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date.
- [F13]This nonstatutory stock option to purchase 25,724 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date.
- [F14]This nonstatutory stock option to purchase 27,044 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's committed service through each date.
- [F15]This nonstatutory stock option to purchase 21,456 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.
- [F2]The price reported is the weighted average price of multiple transactions ranging from $126.535 to $127.51. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F3]The price reported is the weighted average price of multiple transactions ranging from $127.54 to $128.37. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected.
- [F4]The reported amount consists of 19,056 restricted stock units which are to be settled in an equal number of shares of Common Stock upon vesting.
- [F5]This nonstatutory stock option to purchase 27,771 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
- [F6]This nonstatutory stock option to purchase 34,626 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's continued service through each date.
- [F7]This nonstatutory stock option to purchase 26,467 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 9, 2019, 2020 and 2021, subject to the Reporting Person's continued service through each date.
- [F8]This nonstatutory stock option to purchase 27,744 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 15, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
- [F9]This nonstatutory stock option to purchase 54,024 shares of Common Stock of the Issuer is fully vested but subject to certain transfer restrictions that will lapse in one-third increments on each of December 14, 2020, 2021 and 2022, subject to the Reporting Person's continued service through each date.
Documents
Issuer
PennyMac Financial Services, Inc.
CIK 0001745916
Entity typeother
Related Parties
1- filerCIK 0001544302
Filing Metadata
- Form type
- 4
- Filed
- Nov 11, 7:00 PM ET
- Accepted
- Nov 12, 5:16 PM ET
- Size
- 26.9 KB