Shalett Lisa M 4

What Happened
Lisa M. Shalett, a director of PennyMac Financial Services, was granted 1,963 restricted stock units (RSUs) on February 11, 2026. The grant is reported at a $0.00 per-share acquisition price (typical for RSU awards) and will be settled in an equal number of shares of Common Stock upon vesting. The filing (Form 4) was submitted on February 13, 2026.

Key Details

• Transaction date: 2026-02-11; reported acquisition code: A (award/grant).
• Price: $0.00 per unit (RSUs granted, not an open-market cash purchase).
• Shares owned following the transaction: 3,510 RSUs and 9,595 shares of Common Stock (total 13,105), per filing footnote.
• Vesting: The 1,963 RSUs vest in full on the first anniversary of the grant date and will be settled in common stock (footnote F1).
• Footnote F2 clarifies the reported ownership mix (3,510 RSUs + 9,595 shares).
• Filing timing: Report covers 2026-02-11 and was filed on 2026-02-13 (within typical 2-business-day reporting window).

Context
RSU grants to directors are a common form of compensation and are not an immediate cash transaction or open-market purchase/sale. Because these units vest over time and convert to shares on vesting, the grant itself is informational rather than a direct bullish/bearish market action by the insider.