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4//SEC Filing

Capriles Alberto 4

Accession 0001746225-25-000002

CIK 0001734342other

Filed

Feb 19, 7:00 PM ET

Accepted

Feb 20, 5:07 PM ET

Size

19.4 KB

Accession

0001746225-25-000002

Insider Transaction Report

Form 4
Period: 2025-02-18
Capriles Alberto
SEVP Chief Risk Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2025-02-18+4,87335,702.29 total
  • Tax Payment

    Class A Common Stock

    2025-02-18$23.84/sh1,417$33,78134,285.29 total
  • Exercise/Conversion

    Restricted Stock Units LTI 2022

    2025-02-181,2170 total
    Exercise: $0.00Class A Common Stock (1,217 underlying)
  • Exercise/Conversion

    Restricted Stock Units LTI 2023

    2025-02-181,5731,573 total
    Exercise: $0.00Class A Common Stock (1,573 underlying)
  • Exercise/Conversion

    Restricted Stock Units LTI 2024

    2025-02-182,0834,166 total
    Exercise: $0.00Class A Common Stock (2,083 underlying)
  • Award

    Restricted Stock Units LTI 2025

    2025-02-18+5,8955,895 total
    Exercise: $0.00Class A Common Stock (5,895 underlying)
  • Award

    Performance Based Restricted Stock Units LTI 2025

    2025-02-18+5,8965,896 total
    Exercise: $0.00Class A Common Stock (5,896 underlying)
Footnotes (9)
  • [F1]Each restricted stock unit ("RSU") is the economic equivalent of one share of Class A Common Stock.
  • [F2]Includes 345.08 shares acquired under the Amerant Bancorp Inc. Employee Stock Purchase Plan on November 29, 2024.
  • [F3]Reflects the shares of Class A Common Stock that were surrendered in order to satisfy the reporting person's tax withholding obligation upon the vesting of RSUs.
  • [F4]On February 16, 2022, Mr. Capriles was awarded 3,650 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.
  • [F5]On February 16, 2023, Mr. Capriles was awarded 4,718 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.
  • [F6]On February 16, 2024, Mr. Capriles was awarded 6,249 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.
  • [F7]On February 18, 2025, Mr. Capriles was awarded 5,895 RSUs, each representing the right to receive, following vesting, one share of Class A Common Stock. The award vests in substantially equal installments on each of the first three anniversaries of the date of grant, provided that Mr. Capriles remains in the continuous service of the Company or a subsidiary through each such date.
  • [F8]Each performance-based restricted stock unit ("PSU") is the economic equivalent of one share of Class A Common Stock.
  • [F9]PSUs awarded to Mr. Capriles, each representing the right to receive, following vesting, one share of Class A Common Stock. The actual number of PSUs earned shall be based on the achievement of the Relative Adjusted Return on Average Total Common Equity at a Threshold, Target or Maximum level set by the Compensation and Human Capital Committee (the "Committee") futher modified by the achievement of specified Threshold, Target or Maximum levels set by the Committee of Relative Total Shareholder Return for a 3-year period beginning January 1, 2025 and ending on December 31, 2027, and in general can range from 40% to 180% of the PSUs. The number reported reflects the target number of PSUs Mr. Capriles may earn.

Issuer

Amerant Bancorp Inc.

CIK 0001734342

Entity typeother

Related Parties

1
  • filerCIK 0001746225

Filing Metadata

Form type
4
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 5:07 PM ET
Size
19.4 KB