DOW INC.·4

Feb 26, 4:12 PM ET

Fitterling James R 4

4 · DOW INC. · Filed Feb 26, 2024

Insider Transaction Report

Form 4
Period: 2024-02-22
Fitterling James R
DirectorChair and CEO
Transactions
  • Disposition to Issuer

    Common Stock

    2024-02-22$56.00/sh45,269$2,535,064137,992 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2024-02-2253,4870 total
    Exercise: $46.60Exp: 2026-02-12Common Stock (53,487 underlying)
  • Exercise/Conversion

    Common Stock

    2024-02-22$46.60/sh+50,000$2,330,000183,261 total
  • Exercise/Conversion

    Common Stock

    2024-02-22$46.60/sh+53,487$2,492,494191,479 total
  • Disposition to Issuer

    Common Stock

    2024-02-22$55.95/sh48,445$2,710,498143,034 total
  • Exercise/Conversion

    Non-Qualified Stock Option (Right to Buy)

    2024-02-2250,00053,487 total
    Exercise: $46.60Exp: 2026-02-12Common Stock (50,000 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    2,322.112
  • Common Stock

    (indirect: By 401(k))
    1,768.335
  • Common Stock

    (indirect: By Trust)
    247,791
Footnotes (5)
  • [F1]Shares used to satisfy the exercise price and tax withholding of the Reporting Person upon exercise of options as required by the award agreement and exempt under Rule 16b-3.
  • [F2]The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.94 to $56.025. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F3]The price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.89 to $55.95. Reporting Person agrees to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  • [F4]Total includes previously reported restricted stock units.
  • [F5]This option is fully vested and exercisable.

Documents

1 file
  • 4
    wk-form4_1708981902.xmlPrimary

    FORM 4