Insider · CIK 0001490029

Fitterling James R

Reports to the SEC for 6 companies · CHARLOTTE, NC

sec.gov

Transactions

Companies

Filings

CIK

0001490029

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-10-21	BACBANK OF AMERICA CORP /DE/ · Phantom StockA Award	Director	AAward	+2,930.68 sh	—	—	2,930.68
2026-05-12	MMM3M COA Award	Director	AAward	+1,360.402 sh	$143.34	+$195K	7,868.463
2026-02-12	DOWDOW INC.A Award	Director, Chair and CEO	AAward	+68.2K sh	—	—	190,117
2026-02-12	DOWDOW INC.A Award	Director, Chair and CEO	AAward	+60.7K sh	—	—	182,619
2026-02-12	DOWDOW INC.A Award	Director, Chair and CEO	AAward	+68.2K sh	—	—	250,849
2026-02-12	DOWDOW INC. · Non-Qualified Stock Option (Right to Buy)A Award	Director, Chair and CEO	AAward	+371K sh	—	—	371,250
2026-02-09	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−9,551 sh	$32.08	−$306K	121,887
2026-01-23	MMM3M COA Award	Director	AAward	+287.929 sh	$160.63	+$46.3K	6,475.503
2025-11-28	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−1,929 sh	$23.85	−$46K	131,438
2025-10-24	MMM3M COA Award	Director	AAward	+269.523 sh	$171.60	+$46.3K	6,160.893
2025-07-23	MMM3M COA Award	Director	AAward	+305.887 sh	$151.20	+$46.3K	5,864.518
2025-05-13	MMM3M COA Award	Director	AAward	+1,297.147 sh	$150.33	+$195K	5,531.192
2025-04-25	MMM3M COA Award	Director	AAward	+333.022 sh	$138.88	+$46.3K	4,234.045
2025-02-13	DOWDOW INC.A Award	Director, Chair and CEO	AAward	+58.1K sh	—	—	132,652
2025-02-13	DOWDOW INC. · Non-Qualified Stock Option (Right to Buy)A Award	Director, Chair and CEO	AAward	+359K sh	—	—	359,130
2025-02-10	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−9,267 sh	$38.57	−$357K	108,570
2024-12-12	DOWDOW INC.P Purchase	Director, Chair and CEO	PPurchase	+14.2K sh	$41.52	+$590K	247,541
2024-12-12	DOWDOW INC.P Purchase	Director, Chair and CEO	PPurchase	+11.4K sh	$41.45	+$473K	117,837
2024-11-29	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−1,341 sh	$44.21	−$59.3K	106,437
2024-09-05	DOWDOW INC.G Gift	Director, Chair and CEO	GGift	−50.1K sh	—	—	233,341
2024-05-14	MMM3M COA Award	Director	AAward	+1,957.242 sh	$99.63	+$195K	11,412.005
2024-02-22	DOWDOW INC.M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	+50K sh	$46.60	+$2.33M	183,261
2024-02-22	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−45.3K sh	$56.00	−$2.54M	137,992
2024-02-22	DOWDOW INC.M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	+53.5K sh	$46.60	+$2.49M	191,479
2024-02-22	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−48.4K sh	$55.95	−$2.71M	143,034
2024-02-22	DOWDOW INC. · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	−50K sh	—	—	53,487
2024-02-22	DOWDOW INC. · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	−53.5K sh	—	—	0
2024-02-16	DOWDOW INC.M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	+47.2K sh	$50.07	+$2.36M	175,496
2024-02-16	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−44.5K sh	$55.58	−$2.47M	130,972
2024-02-16	DOWDOW INC.M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	+25K sh	$46.60	+$1.17M	155,972
2024-02-16	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−22.7K sh	$55.63	−$1.26M	133,261
2024-02-16	DOWDOW INC. · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	−47.2K sh	—	—	0
2024-02-16	DOWDOW INC. · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	−25K sh	—	—	103,487
2024-02-15	DOWDOW INC.A Award	Director, Chair and CEO	AAward	+40.4K sh	—	—	128,301
2024-02-15	DOWDOW INC. · Non-Qualified Stock Option (Right to Buy)A Award	Director, Chair and CEO	AAward	+271K sh	—	—	271,490
2024-02-12	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−11K sh	$54.79	−$602K	87,921
2024-02-07	DOWDOW INC.M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	+47.2K sh	$50.07	+$2.36M	146,112
2024-02-07	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−44.6K sh	$54.26	−$2.42M	101,509
2024-02-07	DOWDOW INC. · Non-Qualified Stock Option (Right to Buy)M Exercise/Conversion	Director, Chair and CEO	MExercise/Conversion	−47.2K sh	—	—	47,195
2024-01-26	MMM3M COA Award	Director	AAward	+437.363 sh	$95.98	+$42K	9,454.763
2023-12-22	MMM3M COA Award	Director	AAward	+56.402 sh	$88.65	+$5,000.037	9,011.761
2023-11-30	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−1,162 sh	$51.75	−$60.1K	98,912
2023-10-27	MMM3M COA Award	Director	AAward	+380.711 sh	$88.65	+$33.8K	8,955.359
2023-09-15	DOWDOW INC.G Gift	Director, Chair and CEO	GGift	−14.2K sh	—	—	245,194
2023-07-28	MMM3M COA Award	Director	AAward	+346.526 sh	$111.19	+$38.5K	8,574.648
2023-05-09	MMM3M COA Award	Director	AAward	+1,807.7 sh	$102.34	+$185K	8,228.122
2023-04-28	MMM3M COA Award	Director	AAward	+320.422 sh	$105.33	+$33.8K	6,420.422
2023-02-13	DOWDOW INC.D Disposition to Issuer	Director, Chair and CEO	DDisposition to Issuer	−12.7K sh	$60.32	−$767K	99,612
2023-02-09	DOWDOW INC.A Award	Director, Chair and CEO	AAward	+35K sh	—	—	135,637
2023-02-09	DOWDOW INC. · Non-Qualified Stock Option (Right to Buy)A Award	Director, Chair and CEO	AAward	+228K sh	—	—	227,540

Recent filings

Accepted (ET)
Oct 234
Fitterling James R0000070858-26-000505
SEC(opens sec.gov)
May 134
Fitterling James R0000066740-26-000212
SEC(opens sec.gov)
May 14/A
Fitterling James R0001490029-26-000003
SEC(opens sec.gov)
Feb 174
Fitterling James R0001751788-26-000074
SEC(opens sec.gov)
Feb 114
Fitterling James R0001751788-26-000040
SEC(opens sec.gov)
Jan 234
Fitterling James R0000066740-26-000006
SEC(opens sec.gov)
Dec 24
Fitterling James R0001751788-25-000172
SEC(opens sec.gov)
Oct 274
Fitterling James R0000066740-25-000092
SEC(opens sec.gov)
Jul 234
Fitterling James R0001127602-25-019521
SEC(opens sec.gov)
May 144
Fitterling James R0001127602-25-014332
SEC(opens sec.gov)
Apr 284
Fitterling James R0001127602-25-012663
SEC(opens sec.gov)
Feb 184
Fitterling James R0001751788-25-000063
SEC(opens sec.gov)
Feb 124
Fitterling James R0001751788-25-000026
SEC(opens sec.gov)
Dec 164
Fitterling James R0001751788-24-000176
SEC(opens sec.gov)
Dec 34
Fitterling James R0001751788-24-000161
SEC(opens sec.gov)
Sep 64
Fitterling James R0001751788-24-000141
SEC(opens sec.gov)

Companies

Address

100 NORTH TRYON STREET

CHARLOTTE, NC, 28255