Daley Adam 4
4 · STEM, INC. · Filed Aug 11, 2022
Insider Transaction Report
Form 4
STEM, INC.STEM
Daley Adam
Director
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2022-08-10$14.79/sh−75,000$1,109,475→ 167,776 total(indirect: By Trust) - Sale
Common Stock, Par Value $0.0001 Per Share
2022-08-11$15.05/sh−75,000$1,128,675→ 92,776 total(indirect: By Trust) - Gift
Common Stock, Par Value $0.0001 Per Share
2022-06-07−20,000→ 86,773 total
Holdings
- 246,251(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (6)
- [F1]Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2022.
- [F2]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.42 to $15.26. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan.
- [F4]Held by Daley Revocable Trust, of which the reporting person is a trustee.
- [F5]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.69 to $15.25. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]Represents a gift of 20,000 shares to a university foundation on June 7, 2022.