4//SEC Filing
Carrington John Eugene 4
Accession 0001758766-23-000030
CIK 0001758766other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 5:16 PM ET
Size
227.5 KB
Accession
0001758766-23-000030
Insider Transaction Report
Form 4
STEM, INC.STEM
Carrington John Eugene
CEO and Director
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-03-01+26,795→ 124,638 total - Exercise/Conversion
Restricted Stock Unit
2023-03-01−26,795→ 1,215,248 total→ Common Stock, Par Value $0.0001 Per Share (26,795 underlying)
Footnotes (2)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]On March 1, 2022, the reporting person was granted 107,181 RSUs vesting in four equal annual installments beginning on March 1, 2023.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001434884
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 5:16 PM ET
- Size
- 227.5 KB