Carrington John Eugene 4
4 · STEM, INC. · Filed Mar 3, 2023
Insider Transaction Report
Form 4
STEM, INC.STEM
Carrington John Eugene
CEO and Director
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-03-01+26,795→ 124,638 total - Exercise/Conversion
Restricted Stock Unit
2023-03-01−26,795→ 1,215,248 total→ Common Stock, Par Value $0.0001 Per Share (26,795 underlying)
Footnotes (2)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") issued on March 1, 2022 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]On March 1, 2022, the reporting person was granted 107,181 RSUs vesting in four equal annual installments beginning on March 1, 2023.