Carrington John Eugene 4
4 · STEM, INC. · Filed May 5, 2023
Insider Transaction Report
Form 4
STEM, INC.STEM
Carrington John Eugene
CEO and Director
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-04-28+9,866→ 121,288 total - Sale
Common Stock, Par Value $0.0001 Per Share
2023-05-01$4.12/sh−3,600$14,832→ 117,688 total - Exercise/Conversion
Restricted Stock Unit
2023-04-28−9,866→ 1,205,382 total→ Common Stock, Par Value $0.0001 Per Share (9,866 underlying)
Footnotes (3)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") granted on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]Represents shares of common stock sold to cover the reporting person's tax liability in connection with the settlement of RSUs.
- [F3]On July 2, 2021, the reporting person was granted 39,463 RSUs vesting in four equal annual installments beginning on April 28, 2022.