4//SEC Filing
TROE LISA L 4
Accession 0001758766-23-000097
CIK 0001758766other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 4:10 PM ET
Size
227.8 KB
Accession
0001758766-23-000097
Insider Transaction Report
Form 4
STEM, INC.STEM
TROE LISA L
Director
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2023-06-16$6.40/sh−6,150$39,360→ 19,872 total - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-06-15+20,498→ 26,022 total - Exercise/Conversion
Restricted Stock Unit
2023-06-15−20,498→ 23,489 total→ Common Stock, Par Value $0.0001 Per Share (20,498 underlying)
Footnotes (3)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F3]On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001603830
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 4:10 PM ET
- Size
- 227.8 KB