Home/Filings/4/0001758766-24-000023
4//SEC Filing

Carrington John Eugene 4

Accession 0001758766-24-000023

CIK 0001758766other

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 5:25 PM ET

Size

232.5 KB

Accession

0001758766-24-000023

Insider Transaction Report

Form 4
Period: 2024-02-24
Carrington John Eugene
CEO and Director
Transactions
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-02-24+34,737152,425 total
  • Sale

    Common Stock, Par Value $0.0001 Per Share

    2024-02-27$2.70/sh13,863$37,430138,562 total
  • Exercise/Conversion

    Restricted Stock Unit

    2024-02-2434,7371,170,645 total
    Exercise: $0.00Common Stock, Par Value $0.0001 Per Share (34,737 underlying)
Footnotes (2)
  • [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
  • [F2]On February 24, 2023, the reporting person was granted 105,264 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 24, 2024.

Issuer

STEM, INC.

CIK 0001758766

Entity typeother

Related Parties

1
  • filerCIK 0001434884

Filing Metadata

Form type
4
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 5:25 PM ET
Size
232.5 KB