Carrington John Eugene 4
4 · STEM, INC. · Filed Feb 27, 2024
Insider Transaction Report
Form 4
STEM, INC.STEM
Carrington John Eugene
CEO and Director
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-02-24+34,737→ 152,425 total - Sale
Common Stock, Par Value $0.0001 Per Share
2024-02-27$2.70/sh−13,863$37,430→ 138,562 total - Exercise/Conversion
Restricted Stock Unit
2024-02-24−34,737→ 1,170,645 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (34,737 underlying)
Footnotes (2)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On February 24, 2023, the reporting person was granted 105,264 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 24, 2024.