Carrington John Eugene 4
4 · STEM, INC. · Filed Mar 5, 2024
Insider Transaction Report
Form 4
STEM, INC.STEM
Carrington John Eugene
CEO and Director
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-03-01+26,795→ 165,357 total - Award
Common Stock, Par Value $0.0001 Per Share
2024-03-01+191,884→ 357,241 total - Sale
Common Stock, Par Value $0.0001 Per Share
2024-03-04$2.48/sh−9,885$24,515→ 347,356 total - Exercise/Conversion
Restricted Stock Unit
2024-03-01−26,795→ 1,143,850 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (26,795 underlying)
Footnotes (3)
- [F1]Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals.
- [F2]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F3]On March 1, 2022, the reporting person was granted 107,181 RSUs vesting in four equal annual installments beginning on March 1, 2023.