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|4Apr 30, 5:21 PM ET

Carrington John Eugene 4

4 · STEM, INC. · Filed Apr 30, 2024

Insider Transaction Report

Form 4
Period: 2024-04-28
STEM, INC.STEM
Carrington John Eugene
CEO and Director
Transactions
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-04-28+428,572→ 690,890 total
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2024-04-28+9,866→ 700,756 total
  • Exercise/Conversion

    Restricted Stock Unit

    2024-04-28−9,866→ 705,412 total
    Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (9,866 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2024-04-28−428,572→ 715,278 total
    Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (428,572 underlying)
Footnotes (2)
  • [F1]On July 2, 2021, the reporting person was granted 1,000,000 RSUs vesting as follows: 3/7th (428,572 RSUs) vesting on April 28, 2024, and 1/7th (142,857 RSUs) vesting on each anniversary thereafter.
  • [F2]On July 2, 2021, the reporting person was granted 39,463 RSUs vesting in four equal annual installments beginning on April 28, 2022.

Documents

1 file
  • 4
    wk-form4_1714512077.xmlPrimary

    FORM 4