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4//SEC Filing

Carrington John Eugene 4

Accession 0001758766-24-000082

CIK 0001758766other

View on SEC.gov Company Profile

Filed

Apr 29, 8:00 PM ET

Accepted

Apr 30, 5:21 PM ET

Size

10.7 KB

Accession

0001758766-24-000082

Insider Transaction Report

Form 4

Period: 2024-04-28

Carrington John Eugene

CEO and Director

Transactions

Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+428,572→ 690,890 total
Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+9,866→ 700,756 total
Exercise/Conversion
Restricted Stock Unit
2024-04-28−9,866→ 705,412 total
Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (9,866 underlying)
Exercise/Conversion
Restricted Stock Unit
2024-04-28−428,572→ 715,278 total
Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (428,572 underlying)

Footnotes (2)

[F1]On July 2, 2021, the reporting person was granted 1,000,000 RSUs vesting as follows: 3/7th (428,572 RSUs) vesting on April 28, 2024, and 1/7th (142,857 RSUs) vesting on each anniversary thereafter.
[F2]On July 2, 2021, the reporting person was granted 39,463 RSUs vesting in four equal annual installments beginning on April 28, 2022.

Documents

1 file

4
wk-form4_1714512077.xmlPrimary
FORM 4

Issuer

STEM, INC.

CIK 0001758766

Entity typeother

Related Parties

1

filerCIK 0001434884

Filing Metadata

Form type: 4
Filed: Apr 29, 8:00 PM ET
Accepted: Apr 30, 5:21 PM ET
Size: 10.7 KB

View on SEC.gov