Home/Filings/4/0001759655-23-000220
4//SEC Filing

Morris Matthew Shawn 4

Accession 0001759655-23-000220

CIK 0001759655other

Filed

Dec 18, 7:00 PM ET

Accepted

Dec 19, 4:23 PM ET

Size

15.2 KB

Accession

0001759655-23-000220

Insider Transaction Report

Form 4
Period: 2023-12-15
Transactions
  • Gift

    Common Stock, par value $0.01 per share

    2023-12-1511,99724,485 total(indirect: By LLC)
  • Gift

    Stock Option (Right to Purchase)

    2023-12-15154,676315,666 total(indirect: By LLC)
    Exercise: $2.00Exp: 2033-08-27Common Stock, par value $0.01 per share (154,676 underlying)
  • Gift

    Common Stock, par value $0.01 per share

    2023-12-1589,318182,283 total(indirect: By LLC)
    Exercise: $23.00Exp: 2031-04-29Common Stock (89,318 underlying)
Holdings
  • Common Stock, par value $0.01 per share

    81,160
  • Common Stock, par value $0.01 per share

    Exercise: $23.00Exp: 2031-04-29Common Stock, $0.01 par value per share (364,568 underlying)
    364,568
  • Stock Option (Right to Purchase)

    Exercise: $2.00Exp: 2033-08-27Common Stock (3,730,299 underlying)
    3,730,299
Footnotes (8)
  • [F1]Represents a gift of membership interests in Emerald Family, LLC to the reporting person's spouse, representing 49% of Emerald Family, LLC. The reporting person along with his spouse directly own all membership interests in Emerald Family, LLC.
  • [F2]Includes 24,485 shares previously owned directly by the reporting person which were contributed to Emerald Family, LLC, a limited liability company of which, at the time of transfer, the reporting person was the sole member and owned all of the LLC interests. Mr. Morris disclaims beneficial ownership of the securities held by Emerald Family, LLC except to the extent of his pecuniary interest therein.
  • [F3]Reflects stock options to purchase shares of common stock that were granted under the Issuer's Second Amended and Restated PH Group Parent Corp. Stock Option Plan. The 315,666 stock options reported in this transaction became exercisable on October 29, 2022.
  • [F4]Includes 315,666 stock options previously owned directly by the reporting person which were contributed to Emerald Family, LLC, a limited liability company of which, at the time of transfer, the reporting person was the sole member and owned all of the LLC interests. Mr. Morris disclaims beneficial ownership of the securities held by Emerald Family, LLC except to the extent of his pecuniary interest therein.
  • [F5]Reflects stock options to purchase shares of common stock that were granted under the Issuer's Second Amended and Restated PH Group Parent Corp. Stock Option Plan. 2,310,126 of the stock options became exercisable on April 29, 2021, 890,089 became exercisable on April 29, 2022, and 530,084 became exercisable on October 29, 2022.
  • [F6]Reflects stock options to purchase shares of common stock that were granted under the Issuer's 2021 Omnibus Incentive Plan. The 182,283 stock options reported in this transaction became exercisable on April 29, 2023.
  • [F7]Includes 182,283 stock options previously owned directly by the reporting person which were contributed to Emerald Family, LLC, a limited liability company of which, at the time of transfer, the reporting person was the sole member and owned all of the LLC interests. Mr. Morris disclaims beneficial ownership of the securities held by Emerald Family, LLC except to the extent of his pecuniary interest therein.
  • [F8]Reflects stock options to purchase shares of common stock that were granted under the Issuer's 2021 Omnibus Incentive Plan. 183,283 of the stock options will vest on April 29th, 2024 and 183,285 on April 29, 2025.

Issuer

Privia Health Group, Inc.

CIK 0001759655

Entity typeother

Related Parties

1
  • filerCIK 0001401958

Filing Metadata

Form type
4
Filed
Dec 18, 7:00 PM ET
Accepted
Dec 19, 4:23 PM ET
Size
15.2 KB