4//SEC Filing
Foster Aaron E. 4
Accession 0001767877-20-000002
CIK 0001358403other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 4:29 PM ET
Size
14.1 KB
Accession
0001767877-20-000002
Insider Transaction Report
Form 4
Foster Aaron E.
Sr VP, Head of Research
Transactions
- Exercise/Conversion
Restricted Stock Units
2020-01-02−2,500→ 5,000 total→ Common Stock (2,500 underlying) - Exercise/Conversion
Restricted Stock Units
2020-01-03−625→ 625 total→ Common Stock (625 underlying) - Tax Payment
Common Stock
2020-01-03$1.40/sh−236$330→ 7,281 total - Exercise/Conversion
Common Stock
2020-01-02+2,500→ 7,834 total - Tax Payment
Common Stock
2020-01-02$1.51/sh−942$1,422→ 6,892 total - Exercise/Conversion
Common Stock
2020-01-03+625→ 7,517 total
Footnotes (6)
- [F1]Each Restricted Stock Unit (the "RSU") represents a contingent right to receive one share of BLCM common stock.
- [F2]Includes 1,597 shares acquired by the reporting person under the Issuer's Employee Stock Purchase Plan.
- [F3]Represents the number of shares withheld by and surrendered to the Issuer on January 2, 2020, to satisfy tax withholding obligations that arose in connection with the vesting of the RSUs granted to the reporting person on January 2, 2018 for 10,000 shares.
- [F4]Represents the number of shares withheld by and surrendered to the Issuer on January 3, 2020, to satisfy tax withholding obligations that arose in connection with the vesting of the RSUs granted to the reporting person on January 3, 2017 for 2,500 shares.
- [F5]On January 2, 2018, the reporting person was granted 10,000 RSUs, of which 2,500 vested on January 2, 2020. The RSUs vest in four annual installments beginning on January 2, 2019.
- [F6]On January 3, 2017, the reporting person was granted 2,500 RSUs, of which 625 vested on January 3, 2020. The RSUs vest in four annual installments beginning on January 3, 2018.
Documents
Issuer
BELLICUM PHARMACEUTICALS, INC
CIK 0001358403
Entity typeother
Related Parties
1- filerCIK 0001767877
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 4:29 PM ET
- Size
- 14.1 KB