Goldberg Chen 4

What Happened

• Goldberg Chen, Executive Vice President, Product & Engineering at CoreWeave, reported exercises/conversions of restricted stock units (16,732 shares total: 8,037 + 8,695) and multiple open-market sales on May 20, 2026. Open-market disposals totaled 14,168 shares for approximately $1.42 million (individual sale blocks: 8,627; 200; 400; 3,641; 1,300).
• The sales occurred at prices in the roughly $98.42–$102.51 range (weighted-average prices reported for blocks; see footnotes for exact ranges). This filing reflects a net set of exercises/settlements followed by sales — a routine disposition rather than a purchase/accumulation.

Key Details

• Transaction date: May 20, 2026; Form 4 filed May 22, 2026 (timely).
• Open-market sale totals: 14,168 shares for ~$1,421,586 across multiple trades (weighted-average prices reported per block).
• Exercises/conversions reported: 16,732 shares (8,037 and 8,695) from restricted stock units.
• Shares owned after transaction: not specified in this filing.
• Notable footnotes:
  • F1/F8/F10/F9: Shares arose from restricted stock units (RSUs) that vest per a schedule (first tranche vested May 20, 2026; subsequent tranches vest quarterly); RSUs convert 1:1 to Class A common stock and do not expire.
  • F2: Some shares were sold to satisfy tax withholding related to RSU vesting.
  • F3: Some sales were effected under a Rule 10b5-1 trading plan (adopted June 3, 2025; modified Nov 20, 2025).
  • F4–F7: Reported prices are weighted averages; actual sale prices ranged across the blocks indicated.
• Filing timeliness: filed within two days of the transactions; not marked late.

Context

• These entries show exercised/settled RSUs and follow-up sales (including tax-withholding sales and trades under a pre-established 10b5-1 plan). That pattern is common when RSUs vest and does not by itself indicate a change in insider sentiment. For derivative activity: “exercise/conversion” here means RSUs settled into shares, some of which were immediately sold.