CAPSTONE TURBINE Corp·4

Apr 5, 7:25 PM ET

Hencken Frederick S. III 4

4 · CAPSTONE TURBINE Corp · Filed Apr 5, 2019

Insider Transaction Report

Form 4
Period: 2019-04-03
Hencken Frederick S. III
Chief Accounting Officer
Transactions
  • Award

    Common Stock

    2019-04-03+24,78877,288 total
  • Award

    Common Stock

    2019-04-03+035,837 total(indirect: By Trust)
  • Award

    Performance Restricted Stock Unit (PRSU)

    2019-04-03+8,2638,263 total
    Exercise: $0.00From: 2019-04-03Exp: 2022-04-03Common Stock (8,263 underlying)
Footnotes (3)
  • [F1]These shares are owned directly by the Hencken Family Trust dated March 11, 2018. The Reporting Person and his spouse are the trustees of the Hencken Family Trust dated March 11, 2018.
  • [F2]Each PRSU represents a contingent right to receive one share of CPST common stock.
  • [F3]Each PRSU is based on a three-year (3) performance period with the actual awards being determined as soon as practicable after the 3rd anniversary of the performance period.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT