Dozier Ann 4

What Happened

• Ann Dozier, a director of Golden Entertainment, had time‑based restricted stock units (RSUs) that vested and converted into shares on February 27, 2026. The filing reports an exercise/conversion of 5,815 derivative units and a contemporaneous disposition of 5,815 derivative shares (both reported with $0.00 price or N/A). On the same date she was also recorded as acquiring 5,643 shares as an award/grant (RSU) at $0.00 (derivative). No cash purchase was reported; the transactions reflect vesting/conversion and an RSU award rather than an open‑market buy.

Key Details

• Transaction dates: February 27, 2026.
• Reported items:
  • Exercise/conversion (Code M): 5,815 shares — acquired (price N/A) and 5,815 shares — disposed ($0.00) as derivative.
  • Grant/award (Code A): 5,643 RSUs acquired at $0.00 (derivative).
• Shares owned after transaction: Not specified in this filing.
• Notable footnotes from the filing:
  • F1/F2: RSUs convert one‑for‑one into common stock; each RSU equals a contingent right to one share.
  • F3/F5: These are time‑based RSUs; F5 denotes the RSUs that vested.
  • F4: The 5,643 includes additional shares from a dividend equivalent on RSUs granted May 23, 2025; those additional shares follow the original vesting schedule.
• Filing timeliness: The Form 4 was filed with a report date equal to the transaction date (Feb 27, 2026); no late filing is indicated.

Context

• These are derivative/RSU events (vesting/conversion and a new RSU award). RSUs are not an open‑market purchase — they represent compensation converting to stock over time. The filing shows a conversion and a disposal of the same number of derivative shares and a separate RSU award; the document does not state the reason for the disposal (the filing does not specify whether it was for tax withholding or another purpose).