4//SEC Filing
Stiefel Jennifer D H 4
Accession 0001788230-24-000018
CIK 0001788230other
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 5:07 PM ET
Size
11.5 KB
Accession
0001788230-24-000018
Insider Transaction Report
Form 4
Stiefel Jennifer D H
DirectorPresident & Secretary
Transactions
- Exercise/Conversion
Warrants to Puchase Shares of Common Stock
2024-11-25−27,000→ 0 total→ Common Stock (27,000 underlying) - Exercise/Conversion
Common Stock
2024-11-25+27,000→ 64,844 total - Exercise/Conversion
Common Stock
2024-11-25+27,000→ 40,699 total(indirect: By Spouse) - Exercise/Conversion
Warrants to Puchase Shares of Common Stock
2024-11-25−27,000→ 0 total(indirect: By Spouse)→ Common Stock (27,000 underlying)
Footnotes (3)
- [F1]Includes 260 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account
- [F2]These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F3]The warrants reported herein (the "Warrants") were granted to the holder by the Issuer on March 31, 2012, and were exercisable until March 31, 2027. On November 25, 2024, following the Issuer's completion of an initial public offering on the Nasdaq Capital Market (the "IPO"), the Warrants were exchanged to the Issuer for shares of common stock in an amount equal to the number of shares of common stock that the Warrant holders would have received if they had exercised the Warrants prior to the consummation of the IPO.
Documents
Issuer
Heritage Distilling Holding Company, Inc.
CIK 0001788230
Entity typeother
Related Parties
1- filerCIK 0002044350
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 5:07 PM ET
- Size
- 11.5 KB