Stiefel Jennifer D H 4

4 · Heritage Distilling Holding Company, Inc. · Filed Feb 7, 2025

Insider Transaction Report

Form 4
Period: 2025-02-07
Stiefel Jennifer D H
DirectorPresident & Secretary
Transactions
  • Purchase

    Common Stock

    2025-02-07$1.23/sh+2,450$3,01467,294 total
  • Purchase

    Common Stock

    2025-02-07$1.20/sh+2,916$3,49943,615 total(indirect: By Spouse)
Holdings
  • Warrants to Puchase Shares of Common Stock

    Exercise: $20.00Exp: 2029-11-25Common Stock (189,220 underlying)
    189,220
  • Warrants to Puchase Shares of Common Stock

    Exercise: $8.00Exp: 2026-11-25Common Stock (75,688 underlying)
    75,688
  • Warrants to Puchase Shares of Common Stock

    Exercise: $12.00Exp: 2027-05-25Common Stock (151,376 underlying)
    151,376
  • Warrants to Puchase Shares of Common Stock

    (indirect: By Spouse)
    Exercise: $8.00Exp: 2026-11-25Common Stock (27,398 underlying)
    27,398
  • Warrants to Puchase Shares of Common Stock

    (indirect: By Spouse)
    Exercise: $12.00Exp: 2027-05-25Common Stock (54,796 underlying)
    54,796
  • Warrants to Puchase Shares of Common Stock

    (indirect: By Spouse)
    Exercise: $20.00Exp: 2029-11-25Common Stock (68,495 underlying)
    68,495
Footnotes (3)
  • [F1]Includes 2,710 shares beneficially owned through American Estate and Trust, LC FBO Jennifer Stiefel IRA account
  • [F2]These securities are held by Justin B. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
  • [F3]The initial exercise date of the warrant begins at any time on or after the date on which the volume-weighted average market trading price of the common stock of the Issuer equals or exceeds the exercise price over any period of ten (10) consecutive trading days.

Documents

1 file
  • 4
    wk-form4_1738967783.xmlPrimary

    FORM 4