4//SEC Filing
Stiefel Justin B 4
Accession 0001788230-25-000026
CIK 0001788230other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 5:36 PM ET
Size
15.1 KB
Accession
0001788230-25-000026
Insider Transaction Report
Form 4
Stiefel Justin B
DirectorCEO & Treasurer
Transactions
- Purchase
Common Stock
2025-02-07$1.23/sh+2,450$3,014→ 67,294 total(indirect: By Spouse) - Purchase
Common Stock
2025-02-07$1.20/sh+2,916$3,499→ 43,615 total
Holdings
- 68,495
Warrants to Puchase Shares of Common Stock
Exercise: $20.00Exp: 2029-11-25→ Common Stock (68,495 underlying) - 151,376(indirect: By Spouse)
Warrants to Puchase Shares of Common Stock
Exercise: $12.00Exp: 2027-05-25→ Common Stock (151,376 underlying) - 54,796
Warrants to Puchase Shares of Common Stock
Exercise: $12.00Exp: 2027-05-25→ Common Stock (54,796 underlying) - 75,688(indirect: By Spouse)
Warrants to Puchase Shares of Common Stock
Exercise: $8.00Exp: 2026-11-25→ Common Stock (75,688 underlying) - 189,220(indirect: By Spouse)
Warrants to Puchase Shares of Common Stock
Exercise: $20.00Exp: 2029-11-25→ Common Stock (189,220 underlying) - 27,398
Warrants to Puchase Shares of Common Stock
Exercise: $8.00Exp: 2026-11-25→ Common Stock (27,398 underlying)
Footnotes (3)
- [F1]Includes 4,653 shares beneficially owned through American Estate and Trust, LC FBO Justin Stiefel IRA account
- [F2]These securities are held by Jennifer D.H. Stiefel, the spouse of the reporting person. For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of her pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
- [F3]The initial exercise date of the warrant begins at any time on or after the date on which the volume-weighted average market trading price of the common stock of the Issuer equals or exceeds the exercise price over any period of ten (10) consecutive trading days.
Documents
Issuer
Heritage Distilling Holding Company, Inc.
CIK 0001788230
Entity typeother
Related Parties
1- filerCIK 0002044207
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 5:36 PM ET
- Size
- 15.1 KB