4//SEC Filing
Stiefel Justin B 4
Accession 0001788230-25-000139
CIK 0001788230other
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 4:15 PM ET
Size
6.2 KB
Accession
0001788230-25-000139
Insider Transaction Report
Form 4
Stiefel Justin B
DirectorCEO & Treasurer
Transactions
- Purchase
Pre-Funded Warrant to Purchase Common Stock
2025-08-15$0.60/sh+3,309,615$1,999,669→ 3,309,615 total(indirect: By LLC)Exercise: $0.00→ Common Stock (3,309,615 underlying)
Footnotes (2)
- [F1]The securities reported herein were issued to the reporting person by Heritage Distilling Holding Company, Inc. (the "Issuer") in connection with that certain subscription agreement by and between the reporting person and the Issuer, dated August 11, 2025, as amended on August 15, 2025 (the "Subscription Agreement"), pursuant to which the reporting person purchased pre-funded warrants (the "Warrants") that are exercisable for shares of the Issuer's common stock, par value $0.0001 per share. The Warrants will be automatically exercised on a cashless basis upon the receipt of the Stockholder Approval (as defined in the Subscription Agreement).
- [F2]The reported securities are held by Constantine IHSV, LLC, of which the reporting person is the sole member and may be deemed to beneficially own the securities held by it.
Documents
Issuer
Heritage Distilling Holding Company, Inc.
CIK 0001788230
Entity typeother
Related Parties
1- filerCIK 0002044207
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 4:15 PM ET
- Size
- 6.2 KB